About Cetera Wealth Services
My independent business model ensures I have the autonomy and discretion to put you at the center of all investment strategies and business decisions. Just as I stand behind you to help you pursue your financial dreams, I have teams standing behind me and supporting my business. They also strengthen my relationship with you by providing the resources I need to better serve you. I think it’s important for you to know more about these organizations and why I’ve chosen to work with them.
My Broker-Dealer: Cetera Wealth Services
Their Organization: Cetera Financial Group
As the second-largest independent financial advisor network in the nation by number of financial professionals and a leading provider of investment programs to financial institutions, Cetera Financial Group provides award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, and innovative technology to its family of broker-dealers nationwide.
Through those broker-dealers, Cetera Financial Group offers the stability of a large and well-capitalized broker-dealer and registered investment adviser, while serving independent and institutions-based financial professionals in a way that’s customized to their individual needs. Cetera Financial Group is committed to helping financial professionals grow their businesses and strengthen their client relationships. All of Cetera Financial Group’s broker-dealers are members of FINRA/SIPC.
Our Custodians: Pershing and Cetera Investment Services
My Most Important Connection: With You
While the organizations behind me play important roles in serving your needs, the most important relationship I have is undoubtedly with you. I work with these firms to make it easier for me to work for you. Anytime you want more information about them, please don’t hesitate to ask. I want you to feel confident that you understand, to your satisfaction, how we work with and through these organizations, why I’ve chosen to work with Cetera Wealth Services, and the absolute priority both Cetera Wealth Services and I place on my relationship with you.
About Cetera Financial Group: “Cetera Financial Group” refers to the network of independent retail firms encompassing, among others, Cetera Advisors LLC, Cetera Wealth Services LLC, Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors), and Cetera Financial Specialists LLC. All firms are members FINRA / SIPC. Located at 655 W. Broadway, 11th Floor, San Diego, CA 92101.